AVP/VP-Market Activities Audit Group

Company: Major International Bank

Location: NYC, New York

Posting Date: 10/31/2008

Salary: $110K

 

Job Description:

Background

Seeking candidate for AVP position in the Market Activities Audit Group.  This Group is responsible for the internal audit coverage of the U. S. broker-dealer, including all trading and other business activities, and related support areas.  Business activities include an extensive product line, focusing on derivatives, that includes: swaps, equity derivatives, credit derivatives, FX spot and options, fund derivatives, US Treasuries, repos, mortgage-backed, investment grade corporate bonds, high yield debt, program trading, commodity derivatives, etc.  Coverage also includes securities regulatory reporting (i.e., FOCUS), and Market Risk and Credit Risk functions

Candidate will report directly to managers within the Market Activities Audit Group.  The Group will provide training in aspects of derivatives and securities and banking regulations through internal training, on-the-job training, and external seminars. 

Profile

Seeking candidate with an Audit background.

Preferred candidate criteria:

• some financial services experience
• strong interest in expanding knowledge of capital markets products and processes
• strong writing and verbal skills
• 2-8 years work experience
• Bachelor’s degree in Accounting or Finance; MBA not required, but a plus
• general understanding of the audit process and controls 
• CPA, CIA, or series registrations not required, but a plus

To apply for this position, send a copy of your resume in word or pdf format to Joann@RJSearch.com

Be sure to specify your compensation information in the email.